Kay Hughes
Kay Hughes is a CFP-designated registered investment advisor at LPL Financial LLC, based in Chattanooga, TN, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
325 Cherokee Blvd., Suite 301, Chattanooga, TN, 37405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kay is a financial advisor at Lawson Winchester Wealth Management, dedicating full-time hours to this role. She also serves as a board member/volunteer for Lookout Rowing Club and assists her mother with paying bills, each requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Keel Point, LLC
Demoss Capital, INC.
Fsg Investment Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.