Derek Shaver is a registered investment advisor, based in New Ulm, MN, with 19 years of industry experience.
Location
525 Center St, New Ulm, MN, 56073
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Derek operates Midwest Wealth Management as a DBA for his LPL business, dedicating full-time hours. He is also an agent for Bank Midwest Insurance Agency selling non-variable insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Sii Investments, INC.
Sii Investments, INC.Broker
Princor Financial Services CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.