Richard Fernandez is a registered investment advisor, based in Bronx, NY, with 2 years of industry experience.
Location
Bronx, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the owner and agent of Richard Fernandez's Insurance Agency, representing State Farm and its affiliates. He spends about half his time servicing customers and supervising employees.
Employment History
Current Registrations
State Farm Vp Management CORP.
February 2024 - Present · 2 yrs 3 mos
State Farm Vp Management CORP.Broker
February 2024 - Present · 2 yrs 3 mos
State Farm Investment Management CORP.
January 2024 - Present · 2 yrs 4 mos
State Registrations4 states
DENJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.