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Joseph Colell

Spire Wealth Management, LLC
50 Years of Experience
Upton, MA
6 DisclosuresBrokerSells Insurance
View SEC Summary
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Joseph Colell is a registered investment advisor at Spire Wealth Management, LLC, based in Upton, MA, with 50 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,379 clients with $4.5B in assets under management.

Spire Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
66 advisors
Number of Clients
6,379 clients
Average Client Portfolio
$708K average
Assets Under Management
$4.5B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees generally range from 0.02% to 2.25% of assets under management. Individual advisors set specific fee schedules and retain discretion to negotiate alternative fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Upton, MA

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2023
Final
Customer Dispute
August 2016
Denied
Customer Dispute
March 2013
Settled
Customer Dispute
March 2013
Denied
Customer Dispute
October 2012
Settled
Customer Dispute
October 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph operates Strategic Assets LLC, established in 2018, to conduct Spire-related business. Joseph is also a licensed insurance agent for life, health, and annuity lines of business.

Employment History
Current Registrations
Spire Wealth Management, LLC
September 2018 - Present · 8 yrs 1 mo
Spire Securities, LLCBroker
August 2018 - Present · 8 yrs 2 mos
Spire Securities, LLC
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
August 2014 - August 2018 · 4 yrs
Ameriprise Financial Services, INC.Broker
August 2014 - August 2018 · 4 yrs
LPL Financial LLC
January 2006 - September 2014 · 8 yrs 8 mos
Strategic Assets Advisory Group, LLC
January 1998 - December 2014 · 16 yrs 11 mos
LPL Financial LLCBroker
August 1994 - September 2014 · 20 yrs 1 mo
Lehman Brothers INC.Broker
May 1989 - April 1993 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1981 - April 1989 · 7 yrs 10 mos
Berkshire Equity Sales, INC.Broker
September 1974 - November 1981 · 7 yrs 2 mos
State Registrations4 states
CTMANYRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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