NC
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Nathan Clark

20 Years of Experience
East Lansing, MI
1 DisclosureBroker

Nathan Clark is a registered investment advisor at Ameriprise Financial Services, LLC, based in East Lansing, MI, with 20 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2651 Coolidge Road, Suite 103, East Lansing, MI, 48823

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Denied
Other Business Activities

Nathan is a board member of Clark2 since 2015, dedicating minimal time to this role. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2019 - Present · 6 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Ameriprise Financial Services, LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - September 2019 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - September 2019 · 9 yrs 11 mos
Banc of America Investment Services, INC.Broker
October 2008 - October 2009 · 1 yr
Banc of America Investment Services, INC.
October 2008 - October 2009 · 1 yr
Lasalle Financial Services, INC.
April 2007 - October 2008 · 1 yr 6 mos
Lasalle Financial Services, INC.Broker
April 2007 - October 2008 · 1 yr 6 mos
Fifth Third Securities, INC.
January 2007 - April 2007 · 3 mos
Fifth Third Securities, INC.Broker
January 2007 - April 2007 · 3 mos
Raymond James & Associates, INC.Broker
January 2006 - November 2006 · 10 mos
State Registrations30 states
AKALARAZCACODCFLGAIAIDILINKSKYMAMIMONCNJNYOHPASCTNTXVAVirgin IslandsWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nathan Clark - Financial Advisor | TrueAdvisor