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Tyson Farmer

19 Years of Experience
Mercer Island, WA

Tyson Farmer is a registered investment advisor at Vega Financial LLC, based in Mercer Island, WA, with 19 years of industry experience. Tyson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 85 clients with $45M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
85 clients
Average Client Portfolio
$529K average
Assets Under Management
$45.0M

Fee Structure

Minimum Investment:$750K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$300
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1M+1.00%

The standard advisory fee is 1.25% for ETFs, stocks, and fixed income. The fee is 1.50% if options are included. Fees may be negotiable in certain cases.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Mercer Island, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Vega Financial LLC
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Edward Jones
October 2010 - March 2021 · 10 yrs 5 mos
Edward JonesBroker
October 2010 - March 2021 · 10 yrs 5 mos
U.S. Bancorp Investments, INC.
February 2010 - October 2010 · 8 mos
U.S. Bancorp Investments, INC.Broker
February 2010 - October 2010 · 8 mos
Key Investment Services LLC
April 2009 - January 2010 · 9 mos
Key Investment Services LLCBroker
April 2009 - January 2010 · 9 mos
Wamu Investments, INC.
October 2007 - April 2009 · 1 yr 6 mos
Wamu Investments, INC.Broker
October 2007 - April 2009 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
May 2006 - September 2007 · 1 yr 4 mos
Ameriprise Financial Services, INC.
May 2006 - September 2007 · 1 yr 4 mos
State Registrations2 states
TXWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.