Douglas Batten is a registered investment advisor, based in Los Angeles, CA, with 18 years of industry experience.
Location
Citi Private Bank, 300 South Grand Avenue, Suite 3130, Los Angeles, CA, 90071
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLC
April 2017 - Present · 9 yrs 1 mo
Citi Private Alternatives, LLCBroker
April 2017 - Present · 9 yrs 1 mo
Citigroup Global Markets INC.
December 2011 - Present · 14 yrs 5 mos
Citigroup Global Markets INC.
December 2011 - Present · 14 yrs 5 mos
Citigroup Global Markets INC.Broker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Global Currents Investment Management, LLC
June 2010 - June 2011 · 1 yr
Legg Mason Investor Services, LLCBroker
June 2010 - June 2011 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
March 2007 - June 2009 · 2 yrs 3 mos
State Registrations5 states
DEMDNJNYPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.