Collin Hawes
Collin Hawes is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Geneseo, NY, with 17 years of industry experience. Collin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
22 Ryan Drive, Geneseo, NY, 14454
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Collin is involved with ESL Investment Services, LLC as a DBA for LPL business since 2012. Since 2014, he also sells non-variable insurance products including life, disability, long-term care, and fixed annuities, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Esl Investment Services, LLCBroker
Previous Registrations
Cco Investment Services CORP.Broker
Nylife Securities LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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