Scott Hofman is a registered investment advisor at Ratio Capital, based in Pasadena, CA, with 20 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 53 clients with $23M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
53 clients
Average Client Portfolio
$429K average
Assets Under Management
$22.7M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
202 S Lake Ave, Suite 300, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2013Settled
Employment History
Current Registrations
Ratio Capital
May 2019 - Present · 7 yrs
Previous Registrations
Unionbanc Investment Services, LLC
May 2015 - May 2019 · 4 yrs
Unionbanc Investment Services, LLCBroker
May 2015 - May 2019 · 4 yrs
Citigroup Global Markets INC.
October 2013 - May 2015 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
September 2013 - May 2015 · 1 yr 8 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
April 2010 - October 2013 · 3 yrs 6 mos
Bancwest Investment Services, INC.Broker
April 2010 - October 2013 · 3 yrs 6 mos
Essex National Securities, INC.
August 2009 - April 2010 · 8 mos
Essex National Securities, INC.Broker
July 2009 - April 2010 · 9 mos
Securities America, INC.Broker
January 2009 - July 2009 · 6 mos
Ameriprise Financial Services, INC.
December 2008 - July 2009 · 7 mos
Ameriprise Financial Services, INC.Broker
December 2008 - July 2009 · 7 mos
Wachovia Securities, LLC
April 2007 - December 2008 · 1 yr 8 mos
Wachovia Securities, LLCBroker
February 2007 - December 2008 · 1 yr 10 mos
Atlas Securities, LLCBroker
August 2006 - February 2007 · 6 mos
Wells Fargo Investments, LLC
January 2006 - August 2006 · 7 mos
Wells Fargo Investments, LLCBroker
January 2006 - August 2006 · 7 mos
State Registrations1 state
CA
Advisor
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Exams
No exam information available for this advisor.