Joanna Kim
Joanna Kim is a registered investment advisor at Ameriprise Financial Services, LLC, based in White Plains, NY, with 15 years of industry experience. Joanna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
399 Knollwood Rd, Ste G10, White Plains, NY, 10603-1944
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joanna owns real estate since 2012. She also works for International Home Care Services of New York, dedicating about a quarter of her time to this outside employment.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Unfcu Advisors LLC
Communityamerica Financial Solutions, LLCBroker
B. Riley Wealth ManagementBroker
B. Riley Fbr, INC.Broker
B. Riley Asset Management
B. Riley & CO., LLCBroker
Ladenburg Thalmann & CO. INC.Broker
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.Broker
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.