James Mcdowell is a registered investment advisor, based in Portland, OR, with 6 years of industry experience.
Location
1100 SW Sixth Avenue, Portland, OR, 97204
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stancorp Equities, INC.Broker
March 2023 - Present · 3 yrs 4 mos
Stancorp Equities, INC.
March 2023 - Present · 3 yrs 4 mos
Stancorp Investment Advisers, INC.
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
November 2020 - May 2021 · 6 mos
Charles Schwab & CO., INC.
November 2020 - May 2021 · 6 mos
Dimensional Fund Advisors LP
December 2016 - January 2019 · 2 yrs 1 mo
Dfa Securities LLCBroker
August 2016 - January 2019 · 2 yrs 5 mos
Nelsonreid, INC.Broker
February 2006 - May 2006 · 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.