Xinmin Liu is a registered investment advisor, based in San Jose, CA, with 19 years of industry experience.
Location
2570 N First St, Ste 200, San Jose, CA, 95131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Xinmin is an independent insurance agent and an advisory representative of a RIA. Xinmin also works as COO for Aqua Electronics Co LTD, an international trade company, dedicating about a third of his time to this role, and nearly full-time as an advisory representative.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.