Tricia Easley
Tricia Easley is a registered investment advisor at Fifth Third Securities, INC., based in Evansville, IN, with 19 years of industry experience. Tricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.
Fee Estimator
Location
4550 First Avenue, Evansville, IN, 47710
Get directionsHistory
Regulatory History (4)
Judgment / Lien
June 2023Judgment / Lien
October 2021Financial
March 2017Financial
April 2016Other Business Activities
Tricia works in customer service at the Ford Event Center, dedicating a few hours per week. This activity is not securities related and will not interfere with her duties at the firm.
Employment History
Current Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Previous Registrations
State Farm Vp Management CORP.Broker
Fifth Third Securities, INC.Broker
Farmers Financial Solutions, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.