Dragos Georgescu is a registered investment advisor at Alta Via Capital, based in Pleasanton, CA, with 18 years of industry experience. Dragos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 136 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alta Via Capital charges an annual fee based on the investment strategy selected. The fee is negotiable based on various criteria. Fees are billed quarterly based on the amount of assets managed.
Strategies and their annual fees:
- Corporate Confidence Strategy: 1%
- Small Cap Growth: 1%
- Small/Mid Cap Growth: 1%
- Large Cap Growth: 1%
- Concentrated Equity Growth: 2%
- All-Cap Growth: 1%
- Large Cap Dividend: 1%
- Custom/Asset Allocation: 1%
Location
4695 Chabot Drive, Suite 200, Pleasanton, CA, 94588
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alta Via Capital
Previous Registrations
Insight Wealth Strategies, LLC
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Insight Capital Research & Management INC
Cambria Capital, LLCBroker
Keystone Capital CorporationBroker
Capstone InvestmentsBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.