Matthew Poole
Matthew Poole is a CFP-designated registered investment advisor at Dark Horse Advisors LLC, based in San Diego, CA, with 20 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 130 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
The Advisory Fee is negotiable and may be a fixed percentage instead of the tiered rate or the Advisory Fee may be a fixed dollar amount charged quarterly in advance.
Fee Estimator
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is an insurance agent with DFPG Insurance since 2016, spending a few hours per week providing insurance services. He is also a Registered Representative and Investment Adviser Representative of DFPG Investments, LLC, and the Owner/Chief Wealth Advisor of Dark Horse Advisors, LLC, dedicating significantly more than full-time hours to this role.
Employment History
Current Registrations
Dark Horse Advisors LLC
Dfpg Investments, LLCBroker
Previous Registrations
Dfpg Investments, LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Centara Capital Securities, INC.Broker
Centara Capital Management Group, INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.