James Reynolds is a CFA, CFP-designated registered investment advisor at Hfm Wealth Management, based in West Hartford, CT, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 186 clients with $710M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5.0M - $20.0M | 0.35% |
| $20M+ | 0.30% |
Minimum annual fee of $7,500. Fees may be negotiable depending on circumstances.
Fee Estimator
Location
65 Lasalle Road Ste 307, West Hartford, CT, 06107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James currently holds a Connecticut life and health insurance license. However, he is not actively engaged in insurance business activity with any specific business or company.
Employment History
Current Registrations
Hfm Wealth Management
Previous Registrations
Gfs Wealth Management Advisors, INC. DBA Ganim Financial
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
First New York Securities L.L.C.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.