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Shawn Drake

Transamerica Financial Advisors, LLC
20 Years of Experience
Jacksonville, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Shawn Drake is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Jacksonville, FL, with 20 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8081 Philips Highway, Suite 22, Jacksonville, FL, 32256

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2021
Criminal
March 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Shawn sells insurance and non-insurance products for Transamerica Financial Advisors, Inc. He also manages Shawn Drake LLC for accounting and bookkeeping (minimal time) and is a manager at Wealthwave Jax Partner LLC, paying office expenses (minimal time).

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
September 2010 - January 2012 · 1 yr 4 mos
World Group Securities, INC.Broker
May 2006 - January 2012 · 5 yrs 8 mos
State Registrations10 states
CTFLGAILMDNCNMOHTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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