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Jason Smith

20 Years of Experience
Chicago, IL
Broker

Jason Smith is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 20 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

Chicago, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jason provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This is concurrent with his duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
February 2013 - Present · 13 yrs 5 mos
Neuberger Berman Bd LLC
January 2006 - Present · 20 yrs 6 mos
Neuberger Berman Bd LLCBroker
January 2006 - Present · 20 yrs 6 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Smith - Financial Advisor | TrueAdvisor