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Craig Schafer

Hornor, Townsend & Kent, LLC
20 Years of Experience
Allentown, PA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Craig Schafer is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Allentown, PA, with 20 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
465 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1550 Pond Road, Suite 140, Allentown, PA, 18104

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2015
Final
Employment Separation After Allegations
March 2013
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Craig is an agent at 1847 Financial, a life insurance brokerage, and 1847 Wealth Advocate, a retirement plan consulting and insurance brokerage, dedicating about a quarter of his time to the former and about two-thirds of his time to the latter. He is also a CPA and proprietor of Craig J. Schafer & Company, spending minimal time on tax preparation and accounting services, and a partner at TSS Financial Planning LLC, spending minimal time paying shared business expenses.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
July 2013 - Present · 13 yrs 3 mos
Hornor, Townsend & Kent, LLC
June 2013 - Present · 13 yrs 4 mos
Hornor, Townsend & Kent, LLCBroker
June 2013 - Present · 13 yrs 4 mos
Previous Registrations
Park Avenue Securities LLC
August 2012 - April 2013 · 8 mos
Park Avenue Securities LLCBroker
January 2006 - April 2013 · 7 yrs 3 mos
State Registrations26 states
ARAZCACOCTDCDEFLGAIAINMAMDNCNENJNMNVNYOHPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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