Patrick Thor
Patrick Thor is a registered investment advisor at Ameriprise Financial Services, LLC, based in Santa Clara, CA, with 17 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Santa Clara, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick works for Comerica Bank in cash management, starting in November 2023. This takes about a third of his time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Comerica Securities
Comerica SecuritiesBroker
Securities America, INC.Broker
Pfg Advisors
LPL Financial LLCBroker
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Atlas Securities, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.