Richard Arthur
Richard Arthur is a registered investment advisor at Cetera Investment Advisers LLC, based in Iowa City, IA, with 8 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1930 S. Gilbert St., Iowa City, IA, 52240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard owns Tax Mex Inc, providing accounting services and tax preparation, which takes nearly full-time. He also accepts applications for life and health insurance through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating minimal time to this. Additionally, Richard is a member manager of Hidalgo Properties LLC, handling rental property management, and a distribution trustee for C Petkov Family Trust.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
State Registrations5 states
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