Stephen Halterbeck is a registered investment advisor at D.A. Davidson & CO., based in Roseville, CA, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2901 Douglas Blvd., Suite 255, Roseville, CA, 95661
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is a board member and treasurer for the Society of Settlement Planners, a professional organization, dedicating minimal time. He also serves on the Finance/Investment Committee for Woodcreek Oaks Community HOA, spending minimal time working with the HOA's advisor on reserve account investments.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
State Registrations31 states
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