DB
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Dennis Bearce
20 Years of Experience
Ashland, KY
3 DisclosuresBroker
Dennis Bearce is a registered investment advisor at Fifth Third Securities, INC., based in Ashland, KY, with 20 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1422 Winchester Avenue, Ashland, KY, 41101
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023Denied
Customer Dispute
August 2023Denied
Customer Dispute
March 2020Denied
Employment History
Current Registrations
Fifth Third Securities, INC.
November 2009 - Present · 16 yrs 11 mos
Fifth Third Securities, INC.Broker
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
W&s Brokerage Services, INC.Broker
April 2006 - May 2007 · 1 yr 1 mo
State Registrations18 states
ALCOFLKYMAMDNCNENYOHORPARISCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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