Steven Schwartz is a registered investment advisor at LPL Financial LLC, based in Buford, GA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2675 Mall of Georgia Blvd, Ste 601, Buford, GA, 30519
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven operates Guidance Wealth Management and White Oak Wealth Management as DBAs for his LPL business, dedicating full-time hours to White Oak Wealth Management. He also works part-time for MAGID and owns Total Count Inc. for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Invest Financial Corporation
Invest Financial CorporationBroker
State Farm Vp Management CORP.Broker
Edward Jones
Edward JonesBroker
State Registrations11 states
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