Jay Kimball
Jay Kimball is a registered investment advisor at LPL Enterprise, LLC, based in Dingmans Ferry, PA, with 20 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
Dingmans Ferry, PA
Get directionsHistory
Regulatory History (3)
Financial
August 2019Customer Dispute
June 2013Customer Dispute
December 2009Other Business ActivitiesSells Insurance
Jay is the president of Kimball Ins & Fin'l Services Inc. since 2009, selling health insurance and related products, dedicating about 10-20% of his time. Jay is also a team manager for Kimball Racing, an auto racing team, spending a few hours per week on administration and maintenance.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.