Jay Kimball
Jay Kimball is a registered investment advisor at LPL Enterprise, LLC, based in Fort Washington, PA, with 20 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
500 Office Center Drive, Suite 400 - Office 4050, Fort Washington, PA, 19034
Get directionsHistory
Regulatory History (3)
Financial
August 2019Customer Dispute
June 2013Customer Dispute
December 2009Other Business ActivitiesSells Insurance
Jay is the president of Kimball Ins & Fin'l Services Inc. since 2009, selling health insurance and related products, dedicating about 10-20% of his time. Jay is also a team manager for Kimball Racing, an auto racing team, spending a few hours per week on administration and maintenance.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.