Carina Moreland
Carina Moreland is a registered investment advisor at LPL Financial LLC, based in Stoughton, WI, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
214 S Forrest St Ste 8, Stoughton, WI, 53589
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carina is involved in several business activities, including AdvoCare direct sales, bookkeeping for Fosdal Bakery LLC (taking about a quarter of her time), and working as a cleaner for Mc2. She also has several investment-related DBAs for her LPL business and sells non-variable insurance through Ash Brokerage, dedicating about 10-20% of her time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Harbour Investments, INC.
Harbour Investments, INC.Broker
State Registrations15 states
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