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Charles Foster

20 Years of Experience
Shabbona, IL
BrokerSells Insurance

Charles Foster is a registered investment advisor at Cetera Investment Advisers LLC, based in Shabbona, IL, with 20 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

311 West Comanche Avenue, Shabbona, IL, 60550

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Charles is a tax preparer and business consultant at Foster Tax & Accounting, LLC, spending about half his time on this. He also owns rental real estate, operates Foster's Financial Management, LLC, serves on the finance council for St. James Church, is a member of St. James Knights of Columbus, and sells fixed insurance products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2006 - Present · 20 yrs
Cetera Financial Specialists LLCBroker
February 2006 - Present · 20 yrs 3 mos
State Registrations14 states
ALAZCOFLGAILINKSMINCNMSCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.