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Ryan Thauvette

Advice and Planning Services
19 Years of Experience
Ithaca, NY
1 DisclosureBroker
View SEC Summary
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Ryan Thauvette is a registered investment advisor at Advice and Planning Services, based in Ithaca, NY, with 19 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

131 East Green Street, Suite 4, Ithaca, NY, 14850

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ryan is the owner of Sweet Springs Farm, which will grow various products, dedicating about a quarter of his time. Ryan also rents land to a local farmer, requiring minimal time.

Employment History
Current Registrations
Advice and Planning Services
October 2014 - Present · 12 yrs
Tiaa-Cref Individual & Institutional Services, LLC
October 2014 - Present · 12 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2014 - Present · 12 yrs
Previous Registrations
M&t Securities, INC.
September 2008 - October 2014 · 6 yrs 1 mo
M&t Securities, INC.Broker
September 2008 - October 2014 · 6 yrs 1 mo
Edward Jones
September 2007 - September 2008 · 1 yr
Edward JonesBroker
August 2006 - September 2008 · 2 yrs 1 mo
State Registrations7 states
CAFLLANJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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