Janice Embse is a registered investment advisor at LPL Financial LLC, based in Ottawa, OH, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1381 N. Perry Street, Ottawa, OH, 45875-1124
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Janice works as a Relationship Manager/Trust Officer building relationships with trust clients and managing portfolios, spending about 20% of her time on this. She also operates under the DBAs Superior Financial Services and Superior Wealth Management for her LPL business and works as a notary public, dedicating minimal time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Huntington Investment Company
The Huntington Investment CompanyBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.