Randall Waldrip
Randall Waldrip is a registered investment advisor at LPL Financial LLC, based in Memphis, TN, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1790 Kirby Parkway, Suite 201, Memphis, TN, 38138
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Randall operates Crest Private Wealth as a DBA for his LPL business and also provides investment advisory services through Crest Private Wealth, spending about 10-20% of his time on each. Randall is also associated with Integrated Senior Marketing, LLC, an insurance agency, since 2018, spending about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
Crest Private Wealth, LLC
Previous Registrations
Realta Investment Advisors, INC
Realta Equities, INC.Broker
Aaron Capital IncorporatedBroker
Principal Securities, INC.Broker
Mutual of Omaha Investor Services, INC.Broker
Aaron Capital IncorporatedBroker
Mutual of Omaha Investor Services, INC.Broker
Nylife Securities LLCBroker
Mutual of Omaha Investor Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.