CD
CD
Casey Doody
19 Years of Experience
Island Falls, ME
1 Disclosure
Casey Doody is a registered investment advisor at Portland Investment Advisors, LLC., based in Island Falls, ME, with 19 years of industry experience. Casey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 47 clients with $19M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
47 clients
Average Client Portfolio
$412K average
Assets Under Management
$19.4M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2M+ | 0.85% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
20 Houlton Rd, Island Falls, ME, 04747
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2004Final Disposition
Employment History
Current Registrations
Portland Investment Advisors, LLC.
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
TD Ameritrade, INC.
December 2006 - October 2013 · 6 yrs 10 mos
Amerivest Investment Management, LLC
December 2006 - October 2013 · 6 yrs 10 mos
State Registrations3 states
MAMETX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.