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CFP
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CFP

Nouachi Vang

LPL Financial LLC
20 Years of Experience
Sartell, MN
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Nouachi Vang is a CFP-designated registered investment advisor at LPL Financial LLC, based in Sartell, MN, with 20 years of industry experience. Nouachi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Sartell, MN

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2026
Pending
Customer Dispute
November 2025
Settled
Customer Dispute
February 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nouachi operates NouaChi Vang Financial Services as a DBA for LPL business, dedicating full-time hours. Nouachi also engages in non-variable insurance activities, writing, tax preparation, and financial education, each requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
August 2024 - Present · 2 yrs 2 mos
LPL Financial LLC
August 2024 - Present · 2 yrs 2 mos
LPL Financial LLCBroker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Kestra Advisory Services, LLC
March 2022 - August 2024 · 2 yrs 5 mos
Kestra Investment Services, LLCBroker
March 2022 - August 2024 · 2 yrs 5 mos
Vanguard Advisers, INC.
January 2020 - March 2022 · 2 yrs 2 mos
Vanguard Marketing CorporationBroker
January 2020 - March 2022 · 2 yrs 2 mos
Advice and Planning Services
November 2016 - November 2019 · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
November 2016 - November 2019 · 3 yrs
Vanguard Advisers INC
January 2015 - October 2016 · 1 yr 9 mos
Vanguard Marketing CorporationBroker
March 2006 - October 2016 · 10 yrs 7 mos
State Registrations9 states
CACOFLGAMNNCSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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