Sean Westbrook
Sean Westbrook is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Pueblo, CO, with 19 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
119 West Fifth Street, Pueblo, CO, 81003-3161
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Regulatory History (1)
Customer Dispute
July 2021Other Business Activities
Sean owns two rental properties, one since 2013 and another since 2020. He spends minimal time on these investment-related activities.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Advantage Capital CorporationBroker
Advantage Capital Corporation
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.