Catherine Buckley is a registered investment advisor, based in Bohemia, NY, with 12 years of industry experience.
Location
640 Johnson Avenue, Suite GL1, Bohemia, NY, 11716
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Catherine is an associate/employee at Vail and Associates, a support company, since 2020. She dedicates about 10-20% of her time to this role, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2020 - Present · 5 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLC.
June 2017 - August 2020 · 3 yrs 2 mos
Ameriprise Financial Services, LLCBroker
July 2013 - August 2020 · 7 yrs 1 mo
State Registrations3 states
FLNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.