David Capozza
David Capozza is a registered investment advisor at Conning Investment Products, INC., based in Hartford, CT, with 19 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Conning Investment Products manages fixed income investments for institutional clients. Fees are determined based on contractual provisions and the amount of assets managed. The fees are negotiable. Annual fees are generally within the range of 0.05% to 0.50% for institutional clients. Conning typically seeks a minimum dollar fee or a minimum mandate size. For certain clients, fees are calculated based on the income and capital appreciation of the account, generally a negotiated combination of fixed and incentive fees.
Location
One Financial Plaza, 755 Main Street, Hartford, CT, 06103-2627
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Conning Investment Products, INC.
Conning Investment Products, INC.
Conning Investment Products, INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations11 states
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