JH
JH
Joseph Hobbs
18 Years of Experience
Edmond, OK
2 DisclosuresBrokerSells Insurance
Joseph Hobbs is a registered investment advisor at Cetera Investment Advisers LLC, based in Edmond, OK, with 18 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Edmond, OK
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Regulatory History (2)
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Customer Dispute
June 2024Settled
Financial
November 2023Final
Other Business ActivitiesSells Insurance
Joseph sells life, disability, annuities, and long-term care insurance with various companies, dedicating minimal time to this. He also owns Financial Vision Consulting, LLC, offering insurance services, which takes nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
November 2021 - Present · 4 yrs 6 mos
Cetera Wealth Services, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2021 - June 2023 · 1 yr 7 mos
LPL Financial LLCBroker
May 2019 - December 2021 · 2 yrs 7 mos
LPL Financial LLC
May 2019 - December 2021 · 2 yrs 7 mos
Bok Financial Advisors
May 2015 - June 2019 · 4 yrs 1 mo
Bok Financial Securities, INC.Broker
May 2015 - June 2019 · 4 yrs 1 mo
Cetera Investment Advisers LLC
April 2014 - May 2015 · 1 yr 1 mo
Cetera Investment Services LLCBroker
October 2013 - May 2015 · 1 yr 7 mos
MML Investors Services, LLCBroker
March 2009 - October 2013 · 4 yrs 7 mos
Wachovia Securities, LLCBroker
May 2006 - January 2008 · 1 yr 8 mos
State Registrations6 states
ARFLKYNCOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.