Millicent Gunter is a registered investment advisor, based in Kodak, TN, with 19 years of industry experience.
Location
Kodak, TN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
April 2018 - Present · 8 yrs 5 mos
Truist Advisory Services, INC.
April 2018 - Present · 8 yrs 5 mos
Truist Investment Services, INC.Broker
April 2018 - Present · 8 yrs 5 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - March 2018 · 1 yr 6 mos
Suntrust Investment Services, INC.
May 2008 - December 2016 · 8 yrs 7 mos
Suntrust Investment Services, INC.Broker
May 2008 - March 2018 · 9 yrs 10 mos
Wells Fargo Investments, LLC
May 2006 - February 2008 · 1 yr 9 mos
Wells Fargo Investments, LLCBroker
April 2006 - February 2008 · 1 yr 10 mos
State Registrations15 states
AKAZCAFLGAMAMSNCNYOHPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.