Timothy Prewitt
Timothy Prewitt is a registered investment advisor at Smith Brothers Financial, LLC, based in Glastonbury, CT, with 19 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 350 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smith Brothers Financial charges an annual fee based on the value of your investments. This fee ranges from 0.25% to 1.50% depending on the complexity of services, the amount of assets managed, and the overall relationship. Fees may be negotiable.
Location
68 National Drive, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Timothy operates his LPL business under the DBA Smith Brothers Financial, LLC. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
Smith Brothers Financial, LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Investors Securities CorporationBroker
Transamerica Capital, INC.Broker
Transamerica Investors Securities CorporationBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Principal Funds Distributor, INC.Broker
Hartford Equity Sales Company INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.