Simon Keogh
Simon Keogh is a registered investment advisor at Continuum Advisory, LLC, based in Bentonville, AR, with 20 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,849 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Continuum Advisory offers investment management services for an annual fee based on the total value of your investments. This fee is structured in tiers, ranging from 0% to 2.95%. The exact fee is negotiable and can vary based on your relationship with the advisor, the size of your portfolio, and the services provided. The fee is calculated based on the combined assets in all related accounts.
Additional fees apply for choosing a third-party asset manager through the Amplify platform, ranging from 0.20% to 1.50%. Continuum Advisory retains a portion of this fee, ranging from 0.00% to 0.20%.
Location
1913 N. Walton Blvd., Suite 1, Bentonville, AR, 72712
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Simon is involved in several business activities, including investment advisory through Continuum Advisory, LLC and activities related to being an Investment Advisor Representative (IAR) and Broker-Dealer (B/D) through American Financial Management. Simon also works as an insurance agent for Village Insurance Inc, selling life insurance and fixed annuities, dedicating a few hours per week to this role.
Employment History
Current Registrations
Continuum Advisory, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Triad Advisors LLCBroker
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.