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Thomas Mathis

18 Years of Experience
Tyler, TX
Broker

Thomas Mathis is a registered investment advisor at Morgan Stanley, based in Tyler, TX, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

909 East Southeast Loop 323, Suite 170, Tyler, TX, 75701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is a board member and on the finance committee for Kourage Health, dedicating minimal time outside business hours. He also works as a contractor for personal real estate investments, spending minimal time outside business hours.

Employment History
Current Registrations
Morgan Stanley
October 2010 - Present · 15 yrs 7 mos
Morgan StanleyBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Fidelity Brokerage Services LLCBroker
July 2007 - June 2010 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Mathis - Financial Advisor | TrueAdvisor