WG
WG

William Giddens

17 Years of Experience
Charlotte, NC
Broker

William Giddens is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

550 S Tryon St 44th & 45th Fls, Charlotte, NC, 28202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2026 - Present · 2 mos
Wells Fargo Advisors
June 2025 - Present · 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2023 - April 2025 · 2 yrs 3 mos
Wells Fargo Advisors
January 2023 - April 2025 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2016 - January 2023 · 7 yrs
Wells Fargo Clearing Services, LLCBroker
April 2011 - January 2023 · 11 yrs 9 mos
Hornor, Townsend & Kent, INC.Broker
February 2008 - January 2010 · 1 yr 11 mos
MML Investors Services, INC.Broker
May 2007 - March 2008 · 10 mos
World Group Securities, INC.Broker
January 2007 - May 2007 · 4 mos
State Registrations5 states
AZGAMINCUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.