AS
AS

Amanda L Stephens

14 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Commission-BasedFixed/Hourly
Firm Size
142 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only
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Location

2301 Sugar Bush Road, Suite 600, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Amanda is an employee of Marsh & McLennan Agency LLC, supporting its insurance services. These activities are not investment-related.

Employment History
Current Registrations
Mma Securities LLC
September 2024 - Present · 1 yr 5 mos
Mma Securities LLCBroker
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2011 - July 2024 · 12 yrs 11 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.