John Oakes is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Market Street 42nd Floor, Philadelphia, PA, 19103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2009 - Present · 16 yrs 8 mos
Morgan Stanley
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
June 2009 - September 2009 · 3 mos
Cambridge Investment Research Advisors, INC.
May 2009 - September 2009 · 4 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley & CO., Incorporated
April 2007 - May 2007 · 1 mo
Morgan Stanley
June 2006 - April 2007 · 10 mos
Morgan Stanley Dw INC.Broker
April 2006 - April 2007 · 1 yr
State Registrations38 states
ALARAZCACOCTDCDEFLGAIAIDILINKYMAMDMEMINCNHNJNVNYOHORPAPRRISCSDTNTXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.