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Sean Navage

20 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker

Sean Navage is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 20 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8601 N Scottsdale Rd Ste 150, [Tl-Rbo], Scottsdale, AZ, 85253

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Settled
Customer Dispute
November 2011
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
August 2018 - Present · 8 yrs 2 mos
Wells Fargo Advisors
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
BMO Harris Financial Advisors, INC.Broker
August 2012 - August 2018 · 6 yrs
BMO Harris Financial Advisors, INC
August 2012 - August 2018 · 6 yrs
M&i Financial Advisors, INC.
June 2012 - August 2012 · 2 mos
M&i Financial Advisors, INCBroker
August 2007 - August 2012 · 5 yrs
Edward JonesBroker
April 2006 - July 2007 · 1 yr 3 mos
State Registrations26 states
AZCACOCTFLGAILLAMDMIMNMOMTNENJNMNVOHOKORSDTNUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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