Alfred Carroll
Alfred Carroll is a CFA-designated registered investment advisor at Cannoles Asset Management, INC., based in Dalworthington Gardens, TX, with 19 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 14 clients with $5.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Quarterly fee of 0.0625% to 0.25% (0.25% to 1% annually). Fees are negotiable based on the dollar value of assets, expected level of activity, task difficulty in providing contracted investment advisory services, and frequency of reporting requirements.
Fee Estimator
Location
2309 Roosevelt Drive, Suite A, Dalworthington Gardens, TX, 76016-5866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alfred works as a Certified Public Accountant with Al Carroll CPA, PLLC, primarily in taxation, since 2013. He works an average of 100 hours a month at this job and has flexibility to meet with financial planning clients.
Employment History
Current Registrations
Cannoles Asset Management, INC.
Previous Registrations
Adc Financial Group LLC
State Registrations1 state
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