Wendy Adler
Wendy Adler is a CFP-designated registered investment advisor at Buckman Advisory Group LLC, based in North Palm Beach, FL, with 17 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 868 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable depending on client needs and situation complexity. Actively traded strategies have a separate higher fee schedule (3.00% up to $250k, 2.50% for the next $750k, and 2.00% over $1M). The firm does not household accounts for billing breakpoints.
Fee Estimator
Location
631 US Highway 1, Suite 401, North Palm Beach, FL, 33408
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Wendy works as an investment advisor for Lindberg & Ripple and LRI Investments LLC, dedicating full-time and nearly full-time hours, respectively. She also works as a small business marketing consultant for WBA Management, LLC, spending a few hours per week.
Employment History
Current Registrations
Buckman Advisory Group LLC
Buckman, Buckman & Reid, INC.
Buckman, Buckman & Reid, INC.Broker
Previous Registrations
Lri Investments
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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