WS
WS

Wendy Jeanne Shannon

10 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingSpecial Needs PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
3,641 clients
Average Client Portfolio
$574K average
Assets Under Management
$2.1B

Fee Structure

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Location

10151 Carver Rd., Suite 100, Cincinnati, OH, 45242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Wendy works at Bronner's Christmas Wonderland, personalizing ornaments for 16-30 hours per week seasonally, and is a registered office assistant at Norris & Co. Wealth Management, working 24 hours per week. The office assistant role takes about 15% of Wendy's time.

Employment History
Current Registrations
L.M. Kohn & Company
June 2023 - Present · 2 yrs 8 mos
L.M. Kohn & CompanyBroker
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
L.M. Kohn & CompanyBroker
March 2015 - March 2016 · 1 yr
W&s Brokerage Services, INC.Broker
May 2014 - September 2014 · 4 mos
Morgan Stanley Smith Barney LLC
November 2010 - July 2012 · 1 yr 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
July 2006 - July 2007 · 1 yr
State Registrations1 state
MI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Wendy Jeanne Shannon - Financial Advisor | TrueAdvisor