JC
JC
Jason Carlin
19 Years of Experience
Brooklyn, OH
1 DisclosureBroker
Jason Carlin is a registered investment advisor at Key Investment Services LLC, based in Brooklyn, OH, with 19 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4900 Tiedeman Road, Brooklyn, OH, 44144
Get directionsHistory
Regulatory History (1)
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Criminal
April 1994Final Disposition
Employment History
Current Registrations
Key Investment Services LLC
March 2021 - Present · 5 yrs 2 mos
Key Investment Services LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
May 2012 - September 2016 · 4 yrs 4 mos
Hsbc Securities (USA) INC.Broker
June 2009 - May 2012 · 2 yrs 11 mos
Banc of America Investment Services, INC.Broker
February 2007 - March 2009 · 2 yrs 1 mo
Uvest Financial Services Group, INC.Broker
May 2006 - September 2006 · 4 mos
State Registrations12 states
CACOFLNCNJNMNVNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.