Sara Cliff is a registered investment advisor, based in Wauwatosa, WI, with 19 years of industry experience.
Location
909 N. Mayfair Road, Suite 200, Wauwatosa, WI, 53226
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sara has been an insurance agent since 2008. She also works as an employee at John Coloso Investments, spending nearly full-time hours on this business.
Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 4 yrs
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2016 - November 2020 · 4 yrs 4 mos
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
Ffp Securities, INC.Broker
March 2006 - May 2008 · 2 yrs 2 mos
State Registrations1 state
WI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.