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Cassandra Cummings

Rc Wealth Management
19 Years of Experience
Oakland, CA
3 Disclosures
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Cassandra Cummings is a registered investment advisor at Rc Wealth Management, based in Oakland, CA, with 19 years of industry experience. Cassandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more.

Rc Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.00%
$250K - $500K0.80%
$500K - $1000K0.65%
$1.0M - $3.0M0.55%
$3.0M - $5.0M0.50%
$5M+0.40%

If a sub-advisor is engaged to manage your portfolio, an annualized asset-based fee will be charged to your account on a quarterly basis and in arrears as described above. Each sub-advisor has a stated fee range that will be described to you prior to the selection of that investment manager; ranging from 0.25% to 1.00% (25 to 100 basis points) depending upon the program selected, investment strategies involved, portfolio holdings, and asset size of the account. This fee is in addition to our own per the fee schedule above.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Oakland, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2026
Final
Regulatory
November 2022
Pending
Regulatory
January 2016
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rc Wealth Management
April 2026 - Present · 6 mos
Previous Registrations
Rc Wealth Management
April 2016 - December 2025 · 9 yrs 8 mos
Rc Wealth Management
September 2015 - December 2015 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2012 - July 2015 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2012 - July 2015 · 3 yrs 6 mos
Metlife Securities INC.
December 2010 - January 2012 · 1 yr 1 mo
Metlife Securities INC.Broker
December 2010 - January 2012 · 1 yr 1 mo
VALIC Financial Advisors, INC.
December 2006 - January 2011 · 4 yrs 1 mo
VALIC Financial Advisors, INC.Broker
May 2006 - January 2011 · 4 yrs 8 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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